RMOD Workshop for Broker Members August 12 & 13, 2008

The Regulatory & Market Oversight Division (RMOD) convened its Workshop for members of the Brokerage Community on the August 12 & 13, 2008. The seminar was geared at sensitizing the broker members on the requirements stipulated in the JSE’s Rule 210 – Financial Returns. The workshop provided an opportunity to both, inform members of the new evaluation standards for financial submission and also garner invaluable feedback that will aid the RMOD in its future polices and plans.

The presentations were undertaken by officers of the RMOD who examine and assess these statements. This workshop is the first in a series of public awareness campaigns planned by the Division to foster a greater appreciation and understanding between members of the brokerage community and the RMOD.